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UTILITY 
PATENT APPLICATION 
TRANSMITTAL 



(Only for new nonprovisional applications under 37 CFR 1.53(b)) 



Attorney Docket No. 



First Inventor 



Title 



441472000110 



H. Ralph SNODGRASS 



O 
I- 



TOXICITY TYPING USING EMBRYOID BODIES 



Express Mail Label No. 



EL676224676US 



■4 



CERTIFICATE OF MAILING BY "EXPRESS MAIL" 

Express Mail Label No.: EL676224676US Date of Deposit: May 23,2001 

I hereby certify that this paper or fee is being deposited with the United States Postal Service "Express Mail Post Office to Addressee" service 
under 37 C.F.R. § 1.10 on the date indicated above and is addressed to:vAssistant Commissioner for Patents, Washington, D.C. 20231 . 



Tamara Venegas 



^Assistant oommissu 

pnpnac C7 





APPLICATION ELEMENTS 

See MPEP chapter 600 concerning utility patent application contents. 


Assistant Commissioner for Patents 
ADDRESS TO: Box Patent Application 
Washington, DC 20231 



10 

20 

J 

3 
m 

m 

m 



4- 1 
li 

'; : 

u 



Fee Transmittal Form (e.g. PTO/SB/17) 

(Submit an original, and a duplicate for fee processing) 

Applicant claims small entity status. 
See 37 CFR 1 .27. 

Specification [Total Pages 

(preferred arrangement set forth below) 

- Descriptive title of the Invention 

- Cross Reference to Related Applications 

- Statement Regarding Fed sponsored R&D 

- Reference to sequence listing, a table, or a 
computer program listing appendix 

- Background of the Invention 

- Brief Summary of the Invention 

- Brief Description of the Drawings (if filed) 

- Detailed Description 

- Claim(s) 

- Abstract of the Disclosure 



7 □ 

8. 



"45~l ] 



CD-ROM or CD-R in duplicate, large table or Computer 
Program (Appendix) 

Nucleotide and/or Amino Acid Sequence Submission 

(if applicable, all necessary) 

□ Computer Readable Form (CRF) 

Specification Sequence Listing on: 

i. Q CD-ROM or CD-R (2 copies); or 

n. □ paper 

□ Statements verifying identify of above copies 



Drawing(s) (35 (JSC 113) 
Oath or Declaration 



[Total Sheets \ 4 | ] 
[Total Pages \ 2 | ] 



□ 



Newly executed (original or copy) 

Copy from a prior application (37 CFR 1 .63(d)) 
(for continuation/divisional with Box 18 completed) 
DELETION OF INVENTOR'S) 
Signed statement attached deleting inventors) named in the 
prior application, see 37 CFR 1.63(d)(2) and 1.33(b) 



6 - @ Application Data Sheet. See 37 CFR 1 .76 - 2 Pages 



ACCOMPANYING APPLICATION PARTS 


9. 


□ 


Assignment Papers (cover sheet & document(s)) 




10. 


□ 


37 CFR 3.73(b) Statement |—| 
(where there is an assignee) ' — ' 


Power of Attorney 


11. 


□ 


English Translation document (if applicable) 




12. 


□ 


Information Disclosure Statement r~i 
(IDS )/PTO- 1449 L- 1 


Copies of IDS 


Citations 


13. 


□ 


Preliminary Amendment 




14. 




Return Receipt Postcard (MPEP 503) 




Should be specifically itemized) 




15. 


□ 


Certified Copy of Priority Document(s) 




(if foreign priority is claimed) 




16. 


□ 


Request and Certification under 35 U.S.C. 122(b)(2)(B)(i). Applicant 


must attach form PTO/SB/35 or its equivalent. 




17. 




Other Copy °* L ' mited Recognition Under 37 CFR §1 0.9(b) - 1 
page 



18. If a CONTINUING APPLICATION, check appropriate box and supply the requisite information below and in a preliminary amendment, or in an Application Data Sheet 
under 37 CFR 1.76: 



□ Continuation 
Prior application information: 



0 Divisional 



□ Conti nuatio rvi n-pa rt (C I P) 
Examiner J. Kerr 



of prior application No: 09/457.931 filed December 8. 1999 

Group / Art Unit: 1633 



For CONTINUATION OR DIVISIONAL APPS only: The entire disclosure of the prior application, from which an oath or declaration Is supplied under Box 5b, Is considered a part of the 
disclosure of the accompanying continuation or divisional application and is hereby Incorporated by reference. This Incorporation can only be relied upon when a portion has been 
inadvertently omitted from the submitted application parts. 



CORRESPONDENCE ADDRESS 



Customer Number or Bar Code Label 




n Correspondence address below 



(Insert Customer No. or Attach bar code label here) 



Gladys H. Monroy 



Morrison & Foerster LLP 



755 Page Mill Road 



City 



Palo Alto 



State California 



Zip Code 94304-1018 



Country 



United States of America 



Telephone (650)813-5711 



Fax (650)494-0792 



Name (Print/Type) 



Paul S. Naik 
for Gladys H^Mmtrey^ 



Registration No. (Attorney/Agent) 



Limited Recognition Undor 37 CFR §1 0.9(b) 
(copy of certificate attached) 



I Signature 



Date Mav 23.2001 



pa-585359 



PTO/SB/17(09-00) 

^^^^ Approved for use through 10/31/2002. OMB 0651-0032 

U.S. PaJ^MG Trademark Office; U.S. DEPARTMENT OF COMMERCE 

Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number. 



FEE TRANSMITTAL 
FOR FY 2001 

Patent fees are subject to annual revision. 



Complete if Known 



Application Number 



Filing Date 



First Named Inventor 



Examiner Name 



Group Art Unit 



To Be Assigned 



H. Ralph SNODGRASS 



To Be Assigned 



To Be Assigned 



TOTAL AMOUNT OF PAYMENT 



($)355.00 



Attorney Docket No. 



441472000110 



METHOD OF PAYMENT 



FEE CALCULATION (continued) 



1-B 



The Commissioner is hereby authorized to charge indicated 
fees and credit any overpayments to: 
Deposit 



Account 
Number 

Deposit 
Account 
Name 



03-1952 



3. ADDITIONAL FEES 
Large Entity Small 



Entity 



Morrison & Foerster llp 



IXl Charge Any Additional Fee Required Under 37 CFR 1.16 and 1 .17 
[Xl Applicant claims small entity status. See 37 CFR 1.27 
2. Q Payment Enclosed: 
% ]□ Check □ Credit Card □ Money Order □ Other 



FEE CALCULATION 



u 

i Z 



BASIC FILING FEE 






Large 


Entity 


Small 


Entity 




Fee 


Fee 


Fee 


Fee 


Fee Description 


Code 


{%) 


Code 


($) 




101 


710 


201 


355 


Utility filing fee 


106 


320 


206 


160 


Design filing fee 


107 


490 


207 


245 


Plant filing fee 


108 


710 


208 


355 


Reissue filing fee 


114 


150 


214 


75 


Provisional filing fee 



355 



SUBTOTAL (1) | ($)3S5.00 



EXTRA CLAIM FEES 



^Total Claims 11 
Independent 
Claims 

Multiple Dependent 



-20" 

-3" 



Extra 
Claims 
0 



Fee from 
below 
9 



Large 

Fee 

Code 


Entity 

Fee 

<$> 


Small 

Fee 

Code 


Entity 

Fee 

(5) 


103 


18 


203 


9 


102 


60 


202 


40 


104 


270 


204 


135 


109 


80 


209 


40 


110 


18 


210 


9 



Fee Paid 

$0 

$0 

$N/A 



Fee Description 

Claims In excess of 20 

Independent claims tn excess of 3 

Multiple dependent claims, if not paid 

"Reissue Independent claims over 
original patent 

"Reissue claims In excess of 20 and 
over original patent 



Fee 


Fee 


Fee 


Fee 


Code 


($) 


Code 


($) 


105 


130 


205 


65 


127 


50 


227 


25 


139 


130 


139 


130 


147 


2 520 


147 


2 520 


112 


920* 


112 


920* 


113 


1,840* 


113 


1,840 


115 


110 


215 


55 


116 


390 


216 


195 


117 


890 


217 


445 


no 


A IQrt 

i ,-jyu 


218 


695 


12B 


1.890 


228 


945 


119 


310 


219 


155 


120 


310 


220 


155 


121 


270 


221 


135 


138 


1,510 


138 


1.51.0 


140 


110 


240 


55 


141 


1,240 


241 


620 


142 


1,240 


242 


620 


143 


440 


243 


220 


144 


600 


244 


300 


122 


130 


122 


130 


123 


50 


123 


50 


126 


180 


126 


180 


581 


40 


581 


40 


146 


710 


246 


355 


149 


710 


249 


355 


179 


710 


279 


355 



SUBTOTAL (2) | ($)0.00 



900 



Other fee (specify) 



169 



900 



Fee Description 

Surcharge - late filing fee or oath 

Surcharge - late provisional filing 
fee or cover sheet 

Non-English specification 

For filing a request for ex parte 
reexamination 

Requesting publication of SIR prior 
to Examiner action 
Requesting publication of SIR after 
Examiner action 

Extension for reply within first month 
Extension for reply within second 
month 

Extension for reply within third 
month 

Extension for reply within fourth 
month 

Extension for reply within fifth month 
Notice of Appeal 

Filing a brief in support of an appeal 
Request for oral hearing 
Petition to institute a public use 
proceeding 

Petition to revive - unavoidable 
Petition to revive - unintentional 

Utility issue fee (or reissue) 
Design issue fee 
Plant issue fee 

Petitions of the Commissioner 

Petitions related to provisional 
applications 

Submission of Information 
Disclosure Stmt 

Recording each patent assignment 
per properties (times number of 
properties) 

Filing a submission after final 
rejection 

(37 CFR § 1.129(a)) 

For each additional invention to be 

examined (37 CFR § 1.129(b)) 

Request for Continued Examination 

(RCE) 

Request for expedited examination 
of a design application 



Fee Paid 



* or number previously paid, If greater; For reissues, see above. 



'Reduced by Basic Filing Fee Paid 



SUBTOTAL (3) 



| ($)0.00 



( SUBMITTED BY 








Complete (if applicable) 




Name (Print/Type) 


Paul S. Nalk 

for Gladys H. Monroy^ 


Registration No. 
(Attorney/Agent) 


UmtM RscegnMon Undar 
IT CFR |10.»fl») (copy of 

32,430 


Telephone 


(650) 813-5711 


^Signature 




Date 


Mav 23 2001 





) WARNING: Information on this form may become public. Credit card information should not 

be Included on this form. Provide credit card information and authorization on PTO-2038. 
Burden Hour Statement: This form is estimated to take 0.2 hours to complete. Time will vary depending upon the needs of the individual case. Any comments on the amount of time you are required to complete this form 
should be sent to the Chief Information Officer. U.S. Patent and Trademark Office. Washington. DC 20231 . DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents. 
Washington. DC 20231. 



pa-593268 



BEFORE THE OFFICE OF ENROLLMENT AND DISCIPLINE 
UNITED STATE PATENT AND TRADEMARK OFFICE 



LIMITED RECOGNITION UNDER 37 CFR § 10.9(b) 

Paul S. Naik is hereby given limited recognition under 37 CFR § 10.9(b), as an employee 
of Morrison & Foerster LLP, to prepare and prosecute patent applications wherein the 
patent applicant is a client of Morrison & Foerster LLP, and a registered practitioner, who 
is a member of the law firm of Morrison & Foerster LLP, is the practitioner of record in 
the applications. This limited recognition shall expire on the date appearing below, or 
when whichever of the following events first occurs prior to the date appearing below: (i) 
Paul S. Naik ceases to lawfully reside in the United States, (ii) Paul S. Naik's 
employment with Morrison & Foerster LLP ceases or is terminated, or (iii) Paul S. Naik 
ceases to remain or reside in the United States on an H-1B visa. 

This document constitutes proof of such limited recognition. The original of this 
document is on file in the Office of Enrollment and Discipline of the U.S. Patent and 
Trademark Office. 



Expires: November 29, 2001 




Harry I . M oatz 
Director of Enrollment and Discipline